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  • 1
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 80 (1996), S. 3808-3816 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: In the heteroepitaxial growth of films with large misfit with the underlying substrate (linear mismatch strains in excess of 1%–2%) the generation of misfit dislocations and threading dislocations (TDs) is ubiquitous for thicknesses well in excess of the equilibrium critical thickness. Experimental data suggest that the TD density in relaxed homogeneous buffer layers can be divided into three regimes: (i) an entanglement region near the film/substrate interface corresponding to TD densities of ∼1010–1012 cm−2; (ii) a falloff in TD density that is inversely proportional to the film thickness h, applicable to densities in the range ∼107–109 cm−2; and (iii) saturation or weak decay of the TD density with further increase in film thickness. Typical saturation densities are on the order of ∼106–107 cm−2. In this article, we show that the TD reduction may be described in terms of effective lateral motion of TDs with increasing film thickness. An analytic model is developed that successfully predicts both the 1/h scaling behavior and the saturation of TD densities. Long-range fluctuations in the net Burgers vector content of the local TDs is a cause for saturation behavior. These models are supported by computer simulations. © 1996 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 2
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 77 (1995), S. 1517-1522 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: Expitaxial ferroelectric BaTiO3 thin films have been grown on (001) MgO and MgO-buffered (001) GaAs substrates by pulsed laser deposition to explore the effect of substrate lattice parameter. X-ray-diffraction studies showed that the BaTiO3 films on both MgO single-crystal substrates and MgO-buffered (001) GaAs substrates have a cube-on-cube epitaxy; however, for the BaTiO3 films grown on MgO the spacing of the planes parallel to the substrate was close to the c-axis dimension of the unconstrained tetragonal phase, whereas the BaTiO3 films on MgO/GaAs exhibited a spacing closer to the a-axis dimension of the unconstrained tetragonal phase. The cube-on-cube epitaxy was maintained through the heterostructures even when thin epitaxial intermediate buffer layers of SrTiO3 and La0.5Sr0.5CoO3 were used. The intermediate layers had no effect on the position of the BaTiO3 peak in θ-2θ scans. Together, these observations indicate that, for the materials combinations studied, it is the thermal-expansion mismatch between the film and the underlying substrate that determines the crystallographic orientation of the BaTiO3 film. Preliminary measurements indicate that the BaTiO3 films are "weakly'' ferroelectric. © 1995 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 3
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 76 (1994), S. 477-483 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: In part I, the concept of a temperature dependent domain stability map was developed for tetragonal ferroelectrics grown on cubic substrates. In this paper, a range of experimental data on domain populations in heteroepitaxial ferroelectric films is placed in the context of the stability map. Experimental data shows that differential thermal expansion, cooling rate, and applied electric fields may be effectively used to control domain structure, particularly in the system PZT, PZT/YBCO/LaAlO3, and LSCO/PLZT/LSCO/LaAlO3. It will be shown that misfit dislocations generated during growth screen the majority of the lattice mismatch with the substrate. Thus, the variety of domain patterns that develop during the Curie transition depend on processing parameters and can be successfully explained by applying the temperature dependent coherent domain stability map developed in part I.
    Type of Medium: Electronic Resource
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  • 4
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 79 (1996), S. 4037-4049 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: The micromechanics of the lamellar ...a1/a2/a1/a2... domain pattern are developed for the case of epitaxial tetragonal ferroelectric or ferroelastic films grown on (001) substrates. This problem is treated in the framework of the theory of defects. Coherency defects are necessary to maintain epitaxy as a result of the symmetry-reducing phase transition in the film (ferroelectric or ferroelastic transition). The defects include continuous distributions of edge and screw dislocations. The screw dislocation distributions are equivalent to an alternating Somigliana dislocation chain. Using this approach, fully analytic solutions are derived for the stress and strain in the film and substrate. These calculations include all the effects of the free surface. An integral expression is derived for the elastic energy. Using dipole and quadrupole approximations, analytic expressions are derived for the rotations of the crystal axes for individual domains, the elastic energy, and thickness dependence of the domain periodicity. We find, in agreement with previous work, that there is no critical thickness to form the ...a1/a2/a1/a2... domain pattern. For thick films the domain periodicity scales with the square root of the film thickness. © 1996 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 5
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 76 (1994), S. 466-476 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: Possible mechanisms for strain relaxation in ferroelectric thin films are developed. The models are applicable to tetragonal thin film ferroelectrics grown epitaxially on (001) cubic single crystal substrates. We assume growth at temperatures in excess of the Curie temperature (Tc). The extent of strain accommodation by misfit dislocations is considered at the growth temperature (Tg). On cooling to Tc, further misfit dislocation generation is possible due to differences in thermal expansion behavior of the film and substrate. During the paraelectric to ferroelectric transition (PE→FE) additional strains develop in the film. The total strain for the FE phase may be relieved either by further misfit generation or by domain formation. We have developed temperature dependent stability maps that predict the stable domain structure that forms during the PE→FE transition. The stability maps incorporate the role of the following parameters: (i) substrate lattice parameter, (ii) differential thermal expansion characteristics between the film and substrate, (iii) cooling rate, and (iv) depolarizing fields and electrode geometry. Further, the role of dislocation stabilization of domain patterns is discussed.
    Type of Medium: Electronic Resource
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  • 6
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 80 (1996), S. 3228-3237 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: Defect structures were investigated by transmission electron microscopy for GaN/Al2O3 (0001) epilayers grown by metal-organic chemical vapor deposition using a two-step process. The defect structures, including threading dislocations, partial dislocation bounding stacking faults, and inversion domains, were analyzed by diffraction contrast, high-resolution imaging, and convergent beam diffraction. GaN film growth was initiated at 600 °C with a nominal 20 nm nucleation layer. This was followed by high-temperature growth at 1080 °C. The near-interfacial region of the films consists of a mixture of cubic and hexagonal GaN, which is characterized by a high density of stacking faults bounded by Shockley and Frank partial dislocations. The near-interfacial region shows a high density of inversion domains. Above ∼0.5 μm thickness, the film consists of isolated threading dislocations of either pure edge, mixed, or pure screw character with a total density of ∼7×108 cm−2. The threading dislocation reduction in these films is associated with cubic to hexagonal transformation of the nucleation layer region during high temperature growth. © 1996 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 7
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 79 (1996), S. 1405-1415 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: Experimental evidence is presented to verify the quantitative predictions of interfacial defect theory as applied to strain relief in epitaxial PbTiO3 thin films through the formation of 90° domains. Epitaxial PbTiO3 thin films grown by metal-organic chemical vapor deposition on MgO(001), SrTiO3(001), LaAlO3(001), and SrRuO3(001)/SrTiO3(001) substrates are examined using four-circle x-ray diffraction and transmission electron microscopy. The data represents a detailed examination of the ...c/a/c/a... 90° domain patterns that develop during the paraelectric to ferroelectric (PE→FE) phase transition as the film is cooled from the growth temperature. Three independent measurements of the relative coherency strain (er) are reported. The data quantitatively and self-consistently verify the crystallographic rotations predicted by the concept of the relative coherency strain and demonstrate the validity of domain stability maps in understanding the phase transformation history in epitaxial ferroelectric thin films. © 1996 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 8
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: Interfacial defect theory is applied to the epitaxial ferroelectric system consisting of a tetragonal ferroelectric such as BaTiO3 or PbTiO3 grown onto a cubic (001) substrate. The interfacial defects that result from the diffusionless paraelectric to ferroelectric (PE→FE) phase transition are treated under the constraint that no misfit dislocations are generated during or as a result of the transition. The domain pattern develops to provide strain relief in the film. The interfacial defects for the ...c/a1/c/a1... domain pattern include coherency edge dislocations and coherency wedge disclinations. Interfacial defects for the ...a1/a2/a1/a2... domain pattern include coherency edge and screw dislocations. Far-field strain states for both domain patterns can be predicted from the interfacial defect content. From the twinning geometry, general expressions are derived for the far-field rotations of the crystal axes of individual domains for the ...a1/c/a1/c... and the ...a1/a2/a1/a2... domain pattern. The geometrically predicted rotation angles for ...c/a1/c/a1... domain pattern are verified by x-ray-diffraction and transmission electron diffraction for epitaxial PbTiO3 films grown on (001) SrTiO3 substrates. © 1995 American Institute of Physics.
    Type of Medium: Electronic Resource
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  • 9
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 66 (1989), S. 2554-2558 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: We have performed photoluminescence, photoexcitation, and transmission electron microscopy measurements on boron nitride films grown by chemical vapor deposition and later reacted with potassium. After reaction, the potassium atoms were found to intercalate the BN host and to form a (2×2)R0° in-plane structure which is commensurate with the pristine BN lattice. Optical transitions with ∼2.7 eV onsets were found to occur within the ∼5-eV BN band gap and have been interpreted as Γ-point transitions between the K(4s) band and the BN(2p) bands. The absence of an appreciable shift in the E2g2 phonon frequency of the pristine and reacted films suggests that the charge transfer between the K and BN bands is very small.
    Type of Medium: Electronic Resource
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  • 10
    Electronic Resource
    Electronic Resource
    [S.l.] : American Institute of Physics (AIP)
    Journal of Applied Physics 91 (2002), S. 1933-1943 
    ISSN: 1089-7550
    Source: AIP Digital Archive
    Topics: Physics
    Notes: We propose and investigate a model for the development of cross-hatch surface morphology in growing mismatched layers. The model incorporates two important elements: (i) strain relaxation due to dislocation glide in the layer (film) interior that is also associated with misfit dislocation formation at the film/substrate interface and (ii) lateral surface transport that eliminates surface steps that originated from dislocation glide. A combination of dislocation-assisted strain relaxation and surface step flow leads to the appearance of surface height undulations during layer growth. A Monte Carlo simulation technique was applied to model dislocation nucleation events in the course of strain relaxation. The simulation was used to model the influence of dislocations on film surface height profiles. The surface height displacement was calculated from the analytic elasticity solutions for edge dislocations near a free surface. The results of the modeling predict that the average amplitude of the surface undulations and their apparent wavelength both increase with increasing film relaxation and film thickness. The developed cross-hatch pattern is characterized by an atomically smooth but mesoscopically (lateral dimensions ∼0.1–10 μm) rough surface morphology. The conclusions of the model are in agreement with atomic force microscopy observations of cross-hatch surface relief in In0.25Ga0.75As/GaAs samples grown well beyond the critical thickness for misfit dislocation formation. © 2002 American Institute of Physics.
    Type of Medium: Electronic Resource
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